Audit/Compliance Tune-Up

A review of monitoring daily Audit and Compliance duties. (Dormancy, teller reversals, file maintenance, wire transfers, etc.)

Total Tune-Up Time: 4-6 Hours


Additional information


During this engagement you will receive a high level review of your compliance related configurations and receive training on the following:

  • Dormancy config review with Dormancy fraud monitoring training
  • BSA Configuration review with BSA monitoring training
  • Privacy controls review
  • Due diligence configs review with recommendations and training
  • Red Flag controls review
  • Electronic hold groups review
  • Share/Draft product configuration review
  • File Maintenance review and training
  • Wire transfer review and training
  • Review e-statement enrollment (Reg E review)